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Roth Conversion Ladders

A Roth conversion ladder allows you to withdraw your contributions from your tax advantaged accounts like a 401k without penalty before reaching the age of 59 1/2.

You have 3 choices of investment accounts:

  1. Traditional 401k (not taxed on deposit, taxed on withdrawal)

  2. Roth 401k (taxed on deposit, not on withdrawal)

  3. Brokerage (taxed on deposit + taxed on withdrawal)

The 401k accounts are better, but they have an early withdrawal penalty; if you try to withdraw 401ks before 59 1/2, you’ll have to pay tax on 10% of the withdrawals.

The Roth conversion ladder allows one to get around that restriction. You would deposit money into a 401k and then convert that money into a Roth IRA, paying your tax during the conversion. Afterwards, you can withdraw your conversion in 5 years.

So, you convert your yearly spend 5 years before you need to withdraw it, and you can withdraw it tax free. (investopedia n.d.)

Year

Age

Conversion Amount

Withdrawal Amount

Source of Funds

2022

40

 $50,000

 $0

2023

41

 $50,000

 $0

2024

42

 $50,000

 $0

2025

43

 $50,000

 $0

2026

44

 $50,000

 $0

2027

45

 $50,000

 $50,000

2022 conversion

2028

46

 $50,000

 $50,000

2023 conversion

2029

48

 $50,000

 $50,000

2024 conversion

2030

47

 $50,000

 $50,000

2025 conversion

2031

49

 $50,000

 $50,000

2026 conversion

2032

50

 $50,000

 $50,000

2027 conversion

2033

51

 $50,000

 $50,000

2028 conversion

2034

52

 $50,000

 $50,000

2029 conversion

2035

53

 $50,000

 $50,000

2030 conversion

2036

54

 $50,000

 $50,000

2031 conversion

2037

55

 $0

 $50,000

2032 conversion

2038

56

 $0

 $50,000

2033 conversion

2039

57

 $0

 $50,000

2034 conversion

2040

58

 $0

 $50,000

2035 conversion

2041

59

 $0

 $50,000

2036 conversion

References

investopedia. n.d. “How the Roth Conversion Ladder Works.” Accessed October 19, 2024. https://www.investopedia.com/how-roth-conversion-ladder-works-5214808.
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